Securities Litigation, Arbitration, and Compliance

The attorneys in our Litigation Practice Group represent broker-dealers, registered representatives, investment advisers, banks, and financial planners in all aspects of federal and state securities proceedings and disputes.

· Securities arbitration involving customer complaints before the NASD, NYSE, and other self-regulatory organizations. Our attorneys possess the in-depth understanding of the brokerage world necessary to provide effective and efficient representation in this complex area.

· Securities litigation arising out of securities transactions, and including investor matters that do not fall under the purview of arbitration tribunals, including individual and class action claims.

· Hiring litigation in state and federal courts involving the attempted enforcement of restrictive covenants and disputes over trade secrets, proprietary information, and other intellectual property. Our knowledge and experience allow us to provide powerful representation to clients in the fast-paced area of litigation.